SEC Filings

Monitor Info

SEC Motion for Receivership (Updated as of 5/8/23)

FormFiling DateView
May 8, 2023 Letters to Court
0142. (05-08-2023) SEC Letter to Court5/8/2023Download
0143. (05-08-2023) GPB Letter to Court5/8/2023Download
0144. (05-08-2023) Monitor Letter to Court5/8/2023Download
February 27, 2023 Letter
February 27, 2023 Letter to Judge Brodie2/27/2023Download
July 8, 2022 Filings
0103. (07-08-2022) SEC REPLY in Further Support of Motion7/8/2022Download
0104. (07-08-2022) Suppl. DECLARATION of Joe Gardemal in Further Support of Motion7/8/2022Download
June 13, 2022 Filings
0088. (06-13-2022) MOTION for Order to Show Cause Application by Securities and Exchange Commis, et seq6/13/2022Download
0089. (06-13-2022) MEMORANDUM in Support re [88] MOTION for Order to Show Cause6/13/2022Download
0090. (06-13-2022) DECLARATION of Monitor re [88] MOTION for Order to Show Cause6/13/2022Download
0091. (06-13-2022) DECLARATION OF NEAL JACOBSON IN SUPPORT OF SEC MOTION6/13/2022Download
0091-1. Proposed Order Appointing Receiver6/13/2022Download

Monitor Reports and Messages (Updated as of 4/28/23)

FormFiling DateView
Monitor Report Q1 20234/28/23Download
Monitor Report Q4 20221/30/23Download
Monitor Report Q3 202210/31/22Download
Message from the Monitor10/13/22Download
Monitor Report Q2 20228/1/22Download
Message from the Monitor6/14/22Download
Monitor Report Q1 20225/2/22Download
Message from the Monitor1/28/22Download
Monitor Report Q4 20211/28/22Download
Monitor Report Q3 202111/2/21Download
Monitor Report Q2 20217/30/21Download
Monitor Report Q1 20214/30/21Download

Monitor Order

FormFiling DateView
Amended Order Appointing Monitor4/13/21Download
SEC Complaint2/4/21Download

SEC Filings

GPB Capital Holdings, LLC

FormFiling DateView
ADV: UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS3/28/23Download
GPB Capital Code of Ethics (Revised May 2021)Download

GPB Automotive Portfolio, LP (Updated as of 5/12/23)

FormFiling DateView
10-Q: Quarterly report for quarter ending March 31, 20235/12/23Download
10-K: Annual report for year ending December 31, 20223/28/23Download
10-Q: Quarterly report for quarter ending September 30, 202211/14/22Download
10-Q: Quarterly report for quarter ending June 30, 20228/11/22Download
8-K: Current report7/7/22Download
10-Q: Quarterly report for quarter ending March 31, 20225/20/22Download
10-K: Annual report for year ending December 31, 2021 4/14/22Download
8-K: Current report 2/9/22Download
8-K: Current report 2/4/22Download
8-K/A: Current report – amendment 1/31/22Download
8-K: Current report11/23/21Download
10-Q: Quarterly report for quarter ending September 30, 202111/15/21Download
8-K: Current report9/14/21Download
10-12G/A: Registration of securities [Section 12(g)] – amendment9/9/21Download
10-Q: Quarterly report for quarter ending June 30, 20218/26/21Download
10-12G/A: Registration of securities [Section 12(g)] – amendment8/16/21Download
10-12G/A: Registration of securities [Section 12(g)] – amendment7/21/21Download
Form 105/14/21Download

GPB Holdings II, LP (Updated as of 5/12/23)

FormFiling DateView
10-Q: Quarterly report for quarter ending March 31, 20235/12/23Download
10-K: Annual report for year ending December 31, 20223/31/23Download
10-Q Quarterly report for quarter ending September 30, 202211/18/22Download
10-Q: Quarterly report for quarter ending June 30, 20228/12/22Download
10-12G/A: Registration of securities [Section 12(g)] – amendment7/22/22Download
10-12G/A: Registration of securities [Section 12(g)] – amendment6/29/22Download
10-12G: Registration of securities [Section 12(g)]5/13/22Download

(Updated as of 5/12/23)