Our commitment to your privacy: GPB Capital Holdings, LLC (GPB) has a long-standing policy of protecting the confidentiality and security of information GPB collects about its client and investors. GPB will not share non-public personal information about you (“Information”) with third parties without your consent, except for the specific purposes described below. This notice describes the Information GPB may gather and the circumstances under which GPB may share it.
Collection of Information: GPB collects and uses the Information to deliver superior service to you. Such service includes maintaining your investments with GPB, processing requested by you and administering GPB’s business. GPB gets most Information directly from you when you apply for, access and use services offered by GPB – whether in person, by telephone or electronically. GPB may verify this information or get additional information, including creditworthiness or credit history, from other financial institutions or service providers with whom you may have authorized to provide such information and/or consumer reporting agencies, verification services or public sources. This Information may relate to your finances, employment, avocations or other personal characteristics, as well as interactions with or through GPB or others.
Disclosure of Information: GPB may not disclose Information about you to affiliates or nonaffiliated third parties except as permitted by law or consented to by you. For example, Information may be disclosed:
- In connection with GPB’s administration and operations and GPB’s products and services,
- To GPB’s attorneys, accountants, auditors, administrators or other service providers;
- To respond to a subpoena or court order, judicial process or governmental or regulatory inquiry (including regarding money laundering);
- In connection with a proposed or actual sale, merger, or transfer of all or a portion of GPB’s business;
- To protect or defend against fraud, unauthorized or violative transactions (such as money laundering violations), law suits, claims or other liabilities; and
- To assist in offering GPB-affiliated products and services to you.
The foregoing may include responses to inquiries for purposes of compliance with anti-money laundering and anti-terrorist due diligence, disclosure or reporting requirements. Except in those specific, limited situations, without your consent, GPB does not make disclosures of Information to other companies who may want to sell their products or services to you. For example, GPB does not sell customer lists and will not sell your name to a catalogue company. It is GPB’s general policy to require all third parties that are to receive any Information to sign strict confidentiality agreements.
Protection of Information: GPB maintains physical, electronic and procedural safeguards that comply with federal standards to protect customer information. GPB restricts access to the personal and information of clients and investors to those employees who need to know that information in the course of their job responsibilities.
Access to and Correction of Information: If you desire to review any file GPB may maintain regarding your Information, please contact us. If you notify GPB that any Information is incorrect, GPB will review it. If GPB agrees, GPB will correct its records. If GPB does not agree, you may submit a short statement of dispute, which GPB will include in future disclosures of the disputed Information. Information collected in connection with, or in anticipation of, any claim or legal proceeding will not be made available.