Privacy Policy

Our commitment to your privacy: GPB Capital Holdings, LLC (“GPB Capital”) has a long-standing policy of protecting the confidentiality and security of information GPB Capital collects about its client and investors. GPB Capital will not share non-public personal information about you (“Information”) with third parties without your consent, except for the specific purposes described below. This notice describes the Information GPB Capital may gather and the circumstances under which GPB Capital may share it.

Collection of Information: GPB Capital collects and uses the Information to deliver superior service to you. Such service includes maintaining your investments with GPB Capital, processing requests by you and administering GPB Capital’s business. GPB Capital gets most Information directly from you when you apply for, access and use services offered by GPB Capital – whether in person, by telephone or electronically. GPB Capital may verify this information or get additional information, including creditworthiness or credit history, from other financial institutions or service providers with whom you may have authorized to provide such information and/or consumer reporting agencies, verification services or public sources. This Information may relate to your finances, employment, avocations or other personal characteristics, as well as interactions with or through GPB Capital or others.

Disclosure of Information: GPB Capital may not disclose Information about you to affiliates or nonaffiliated third parties except as permitted by law or consented to by you. For example, Information may be disclosed:

  • In connection with GPB Capital’s administration and operations and GPB Capital’s products and services,
  • To GPB Capital’s attorneys, accountants, auditors, administrators or other service providers;
  • To respond to a subpoena or court order, judicial process or governmental or regulatory inquiry (including regarding money laundering);
  • In connection with a proposed or actual sale, merger, or transfer of all or a portion of GPB Capital’s business;
  • To protect or defend against fraud, unauthorized or violative transactions (such as money laundering violations), lawsuits, claims or other liabilities; and
  • To assist in offering GPB Capital-affiliated products and services to you.

The foregoing may include responses to inquiries for purposes of compliance with anti-money laundering and anti-terrorist due diligence, disclosure or reporting requirements. Except in those specific, limited situations, without your consent, GPB Capital does not make disclosures of Information to other companies who may want to sell their products or services to you. For example, GPB Capital does not sell customer lists and will not sell your name to a catalogue company. It is GPB Capital’s general policy to require all third parties that are to receive any Information to sign strict confidentiality agreements.

To Whom This Policy Applies: This Privacy Policy applies to GPB Capital’s clients and investors (former, present and future).

Protection of Information: GPB Capital maintains physical, electronic and procedural safeguards that comply with federal standards to protect customer information. GPB Capital restricts access to the personal information of clients and investors to those employees who need to know that information in the course of their job responsibilities.

Access to and Correction of Information: If you desire to review any file GPB Capital may maintain regarding your Information, please contact us. If you notify GPB Capital that any Information is incorrect, GPB Capital will review it. If GPB Capital agrees, GPB Capital will correct its records. If GPB Capital does not agree, you may submit a short statement of dispute, which GPB Capital will include in future disclosures of the disputed Information. Information collected in connection with, or in anticipation of, any claim or legal proceeding will not be made available.

Further Information: GPB Capital reserves the right to change this Privacy Policy. The examples contained within this Privacy Policy are illustrations and they are not intended to be exclusive. This notice complies with Federal law and SEC regulations regarding privacy. You may have additional rights under other foreign or domestic laws that may apply to you.

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